• Assist in monitoring derivatives risk and ensure compliance with SEC Rule 18f-4 by supporting VaR calculations, back testing, stress testing, and leverage monitoring for ETF funds.
• Provide operational support for derivatives trading activities, including trade execution assistance, confirmation processes, and collateral management.
• Help track and reconcile derivatives positions, ensuring accurate recordkeeping and compliance with fund guidelines.
• Support swap operations, including documentation, transaction processing, and counterparty risk monitoring.
• Work closely with portfolio managers, traders, and compliance teams to ensure derivatives strategies align with the fund’s investment objectives.
• Assist in preparing regulatory filings and internal reports related to derivatives exposure and ETF risk management.
• Utilize financial models and risk analytics tools to analyze ETF performance, liquidity, and trading activity.
• Maintain familiarity with ETF trading mechanics, creation/redemption processes, and securities regulations to support operational workflows.
• Help respond to regulatory inquiries and audits, ensuring required documentation and data are readily available.
• Stay updated on industry developments, regulatory changes, and emerging risks in ETFs and derivatives markets.

• Education: Bachelor’s degree in Finance, Economics, Risk Management, or a related field.
• Experience: 2-5 years of experience in ETF operations, risk support, derivatives processing, or compliance.
• Knowledge of derivatives products (options, futures, swaps) and their role in ETFs.
• Familiarity with VaR models, stress testing, and risk monitoring frameworks is a plus.
• Experience with trade processing, collateral management, and position reconciliation.

• Understanding of SEC regulations, ETF structures, and investment fund compliance.
• Proficiency in Excel, financial modeling tools, and risk analytics platforms.
• Strong organizational and problem-solving skills with attention to detail.
• Ability to collaborate with multiple teams and communicate effectively.

• Be part of an industry-leading ETF solutions provider at the forefront of financial innovation.
• Work in a dynamic, fast-paced environment with top-tier investment professionals.
• Competitive compensation, benefits, and opportunities for career growth.
• A collaborative team culture that values expertise, innovation, and regulatory excellence.

The Tidal Financial Group is a leading ETF investment technology platform dedicated to
creating, operating, and growing ETFs. We combine expertise and innovative partnership approaches to offer comprehensive, value-generating ETF solutions.
Our platform offers best-in-class strategic guidance, product planning, trust and fund services, legal support, operations support, marketing and research, and sales and distribution services.